Ocean Financial | Our Team
Ocean Financial Services, LLC is a registered broker-dealer and a member of FINRA and SIPC.
Ocean Financial Advisors, LLC is a registered investment advisor with the State of Florida.
Securities offered through Ocean Financial Services, LLC and not Ocean Bank. Ocean Financial Services, LLC is a registered broker dealer. The investment products offered exclusively by Ocean Financial Services, LLC are not insured by the FDIC, not a deposit or other obligation of, or guaranteed by the bank and are subject to investment risk, including the possible loss of the principal amount invested.
Credentials
FINRA Series 7 General Securities Representative License, FINRA Series 52TO Municipal Securities Representative License, FINRA Series 99TO Operations Professional License, FINRA Series 65 Uniform Investment Adviser Law License, FINRA Series 66 Uniform Combined State Law License, FINRA Series 4 Registered Options Principal License, FINRA Series 24 General Securities Principal License, FINRA Series 27 Financial and Operations Principal License, FINRA Series 53 Municipal Securities Principal License, State of Florida 2-15 Life, Variable Annuity & Health License
Special Credentials
Certified Public Accountant
Certified Trust and Financial Advisor
Education
Master in Accounting and Taxation, Florida International University
Bachelor’s degree in Finance and International Business, Florida International University
Expertise
Wealth management for international clients
Experience
32 years of experience
Languages
English and Spanish
Interests
Manny is an avid road cyclist, and enjoys reading, travelling, and spending time with his family.
Credentials
FINRA Series 7 General Securities Representative License, FINRA Series 99TO Operations Professional License
Education
Associates of Computer Science, LaGuardia Community College
Expertise
Operations and data integrity management for seamless client service delivery
Experience
15 years of experience
Languages
English and Spanish
Interests
Felix is an avid sports fan, especially baseball. He also enjoys traveling and spending time with his family.
Credentials
FINRA Series 7 General Securities Representative License
Education
Bachelor's in Business Administration, Universidad Metropolitana, Venezuela
Certification in Business Management, Instituto de Estudios Superiores de Administración, Venezuela
Expertise
Banking and investment services for international clients
Experience
30 years of experience
Languages
English and Spanish
Interests
Diana is a soccer fan, avid golfer and thrives on networking and connecting people for their mutual benefit and success.
Credentials
FINRA Series 7 General Securities Representative License
Education
Bachelor's degree in Economics, Universidad Católica Andres Bello, Venezuela
Expertise
Latin American markets
Experience
17 years of experience
Languages
English and Spanish
Interests
Arturo enjoys exercising, travelling with his family to experience the culinary culture of each country they visit and is a Formula 1 fan.
Credentials
FINRA Series 66 Uniform Combined Securities License
Education
Associate of Business Administration, Miami Dade College
Expertise
Relationship management
Experience
7 years of experience
Languages
English and Spanish
Interests
Carlos enjoys jogging, reading and helping others reach their goals and achieve success.
Credentials
FINRA Series 7 General Securities Representative License, FINRA Series 63 Uniform Securities Agent License, FINRA Series 65 Uniform Investment Adviser License
Education
Master in Marketing, Instituto Tecnológico de Santo Domingo, Dominican Republic
Bachelor's degree in Business, Instituto Tecnológico de Santo Domingo, Dominican Republic
Expertise
Brokerage services, advisory support and relationship management with SMA (Separately Managed Accounts)
Experience
13 years of experience
Languages
English and Spanish
Interests
Carlos works out every morning with a focus on overall well-being to approach each day with energy, a positive outlook, a smile and a genuine willingness to help others.
Credentials
FINRA Series 7 General Securities Representative License, FINRA Series 66 Uniform Combined State Law License, State of Florida 2-14 Variable Annuity License
Education
Bachelor's degree in Economics, University of Miami
Expertise
Securities trading, portfolio analysis and tailored investment proposals
Experience
18 years of experience
Languages
English and Spanish
Interests
Juan enjoys coaching his children's intramural soccer team and continuously expanding his knowledge of the nuances of capital markets.
Credentials
FINRA Series 7 General Securities Representative License
Education
Bachelor of Business Administration in Finance, Florida International University
Expertise
Back office operations and support
Experience
7 years of experience
Languages
English and Spanish
Interests
Jonathan is a vintage automobile restorer, enjoys cooking and maintains an active lifestyle by participating in as many triathlons as he can.
Now leaving the
OFS website
Now leaving the
OFS website
Now leaving the
OFS website
Now leaving the
OFS website